securities business, having obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of
(effective on 1 January 2018). 2 “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval
to undertake securities business in the category of securities dealing; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a
; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a securities company, Bank of Thailand or licensed to undertake securities business
obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for
:0px;padding:0px;color:#003865;' > The applicant shall file the application for renewal of approval during the month of September to the 15th day of December of the year when such approval will
Application Form for Approval of the Offering for Sale of Newly Issued Shares and Procedures for Filing of Application (No. 2)
Rules, Conditions and Procedures for Application for and Approval of Offer for Sale of Newly Issued Debentures to Investors in Foreign Countries (No. 2)
Rules, Conditions, and Procedures for Application for and Approval of Offer for Sale of Newly Issued Bonds to Investors in Foreign Countries