: “intermediary” means a securities company or a derivatives intermediary; “fund management company” means a securities company licensed to undertake securities business in the category of mutual fund or private
e-service Online Submission See canceled document Marketing >> Approval and Standards Practice Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange
On 17 May 2022, the Capital Market Supervisory Board Meeting No. 4/2565 passed a resolution approving in principle the proposed amendments to the regulations on approval for issuance and offering for
) MarketingRepresentativeofDerivativesFundManager Data > Market Data > Intermediaries > Asset Management Businesses > Marketing Representative of Derivatives Fund Manager Market Data SHARE : Detail Content No. List of Licensees Approval
shares and he will seek an approval for a waiver of mandatory tender offer of securities at the shareholders’ meeting. After considering the matters above, the SEC is of the opinion that the rights and
through Company Private Fund showing 21.55% higher return on investment, Baht 8.76 million upside from the business acquisition of scientific analytical and diagnostic for medical services, and gained of
capacities of an investment consultant and private fund manager without obtaining the necessary license. In this context, he sought public engagement regarding the value of securities and the suitability of