any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Securities and Exchange Commission

Securities and Exchange Commission No. KorKhor.11/2547 Re: Characteristics of Advice Which Are Not Deemed as Undertaking Derivatives Business in the Category of Derivatives Advisory Services _____________ By

regulations.To facilitate foreign investment, SEC and the Association of Thai Securities Companies have jointly updated the procedural guidelines of the association by allowing investors to open an account

, 2013.With a referral on the {A} case from the Stock Exchange of Thailand, the SEC probed into the case and found that {A}, then Senior Vice President Retail Sales 1 of Siam City Securities Co., Ltd., had

and account status through the specified websites by themselves with trading fee at USD80 per transaction and fixed currency exchange rate at 35 baht per USD1 or approximately 2,800 baht per

1 No. EPG-CS-012-2017 12 December 2017 Subject: Acquisition of business in Australia To: President The Stock Exchange of Thailand The Eastern Polymer Group Public Company Limited (the “Company

who are entitled to attend the Extraordinary General Meeting of Shareholders No.1/2019 (Record Date) To: President The Stock Exchange of Thailand Reference is made to the fact that East Coast Furnitech

Derivatives Act B.E. 2546 SECTION 33. A derivatives business operator shall segregate the customer asset from its own, and shall prepare and keep account of customer asset for https://publish.sec.or.th/nrs

According to the findings after a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, the offenders were divided into two groups, with details as follows

Stock Exchange of Thailand (SET) and the SEC's further investigation, Jajjai, who was then Vice President and Executive Director of MODERN, had access to the information on the operating results of a