work systems were in violation of Section 113 and the company was subject to the penalties under Section 282 of the SEA. As a result, the Settlement Committee imposed the fine of 1,101,000 baht on AEC

inappropriate and illegal actions by its employees.  The aforesaid defects of AEC work systems were in violation of Section 113 and the company was subject to the penalties under Section 282 of the SEA. As a

trading values and volumes to be inconsistency with normal market condition to mislead and lure the general public into such trading and were therefore in violation of Section 243(2) of the Securities and

unlicensed digital asset businesses. The list of such operators is available on the Investor Alert section of the SEC’s website at https://market.sec.or.th/public/idisc/th/InvestorAlert. Furthermore

executive at any issuing or listed companies for 1 year and functioning as capital market personnel for 3 years. SEC Act (before the fifth amendment) Section 241 and 241 Civil Action Dated 16/06/2017

from holding the position of director or executive at any issuing or listed companies for 2 years from 22 June 2018 to 21 June 2020. SEC Act (before the fifth amendment) Section 241 Civil Action

persons jointly manipulating the share price of NBC. SEC Act (before the fifth amendment) Section 243 (1) in conjunction with 244 (1) (2) (3) Civil Action Dated 26/03/2018

price of NBC. SEC Act (before the fifth amendment) Section 243 (1) in conjunction with 244 (1) (2) (3) Civil Action Dated 26/03/2018

share price of NBC. SEC Act (before the fifth amendment) Section 243 (1) in conjunction with 244 (1) (2) (3) Civil Action Dated 26/03/2018

. Chamaiporn from holding the position of director or executive at any issuing or listed companies for 3 years from 1 September 2018 to 31 August 2021. SEC Act (before the fifth amendment) Section 241 Civil