requirements and the allocation of minimum hours tailored to the experience and types of IA;              (2)  To continue the requirement to complete no less than 15 hours of training or participation in

with the SEC directly in harmony with the requirements imposed on other types of bonds. The key points of the proposed amendments to the relevant regulations are as follows:   (1) To streamline the

August 2023, with which most of the respondents had expressed their views in agreement. As such, the SEC has issued a notification prescribing the requirements for information disclosure and risk

availability of PVD data, to prescribe a clear application process and document requirements for fund registration, to improve the duties of employers, the Provident Fund Committee (PC) and fund managers, and

asset custody. The proposal also aimed to determine requirements for digital asset business operators who function as a digital wallet provider to prevent misuse of digital assets as a tool for committing

requirements and IT risk management system. In addition, the proposed amendments streamline licensing procedures in consistent with other securities businesses. The consultation paper is available in Thai

requirements regarding the maintenance of the debt-to-equity ratio (D/E Ratio) as of the end of the fiscal year, as a cause of default of the terms of rights; Agenda Item 2: Consideration for approval of a

and internationally-recognized standards. The proposed regulations would include additional disclosure requirements as well as issuers’ obligation to appoint an external review provider to provide

against securities and exchange law. This seminar is the starting point to help lawyers to be preparedness and extend their ability to advocate or advise investors on legal requirements and procedures

qualification requirements intact and adjust the licensing fee structure to prevent overburdens to business operators.Essentially, this approach would allow an applicant to apply for a package of licenses at one