capital, in line with the regulations for complex and high-yield debt instruments of similar characteristics. Additionally, the SEC has proposed amendments to the process of changing the use of proceeds and

definition which is in line with what is stated in the aforesaid new rule. This is to ensure suitability and consistency with the investor’s qualifications and ability to accept associated risks.   The

amending existing laws and regulations that are no longer necessary or in line with current circumstances, or that impose a burden on the public. This initiative focuses on a quick, transparent, cost

, while reviewing the existing regulations to be in line with the current situations and remain as necessary for more convenience, less business-sector costs, lower burden on people and compliance with the

person. In this regard, the business operator must consider the qualifications of the applicant in line with the governing regulations prior to submitting the application via SEC’s auto approval system

ก.ล.ต. ได้รับข้อมูลและตรวจพบว่า มีการชักชวนผ่านทางสื่อออนไลน์ต่าง ๆ อาทิ เว็บไซต์บริษัท Facebook Line application และ YouTube รวมทั้งมีการจัดสัมมนาหลายครั้งเพื่อชักชวนประชาชนให้ลงทุนในหุ้นบริษัทดัง

เบาะแสและตรวจพบว่า มีการชักชวนประชาชนให้ลงทุนในหลักทรัพย์ หรือโทเคนดิจิทัล BSmart ซึ่งอาจถูกเรียกว่า คอยน์  โทเคน หรือเหรียญดิจิทัล  ผ่านทางสื่อออนไลน์ต่าง ๆ อาทิ เว็บไซต์บริษัท YouTube และ Line

of applying for approval for accepting clients’ trading orders of capital market products outside the office and for performing other duties from home in line with the New Normal standard. The SEC

process is in line with the Regulatory Guillotine scheme**. In addition, the SEC invited capital market business sectors to comment and discuss on the direction and development for e-submission services

Caravan, an outreach program to educate the provincial public about the capital market.  The three initiatives above are designed in line with the SEC strategy and guidelines for facilitating innovation