Effective Date 1. Notification of Capital Market Supervisory Board  Tor Thor. 1/2560 Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency

Effective Date 1. Notification of the Office of the Securities and Exchange Commission  Sor Thor. 35/2557 Rules in Detail on Communication with and Providing Services to Clients of Securities Companies

Exchange Act 2535   100 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board  TorKhor. 35/2553 Rules, Conditions and Procedures for Appointment of Agents for Selling Investment Units

   Securities and Exchange Act 2535   109 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board  Tor Thor. 59/2552 Rules and Periods for Report Submission of Securities Companies   03/08

Effective Date 1. Notification of the Securities and Exchange Commission   Rules and Procedures for Applying for License and Registration of Association related to Securities Business   03/08/1992 2

. 2546   3 03/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission  KorYor 4/2547 Contract that is not subject to the Act, BE 2546 derivatives. (Codefied)   4 (3) 23/01/2004

e-service Online Submission See canceled document Derivatives Agent >> Other related business (Section 22)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the

e-service Online Submission See canceled document Derivatives Dealer >> Information Technology   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of

e-service Online Submission See canceled document Derivatives Dealer >> Public Holidays   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of the

รายงานการประชุมคณะกรรมการตรวจสอบ ครั้งที่ 4/2548 Page 1/5 Ref. SET-2020-004 17 March 2020 Subject: Notification of the resolutions of the Board of Directors’ Meeting No. 2/2020 on the restructure of