การปฏิบัติงานสอบบัญชี (“engagement performance”) อยู่ในเกณฑ์ดีถึงดีมาก (ไม่เกินความเสี่ยงระดับ 2) และ (3) มีผลคะแนนในหัวข้อการติดตามผล (“monitoring”) อยู่ในเกณฑ์ดีถึงดีมาก (ไม่

] · Providing the trespass monitoring system and abnormally operating system via the network system whereas it shall monitor consistently the following matter at least [M] · Attempt to trespass via the network

internal network and external network [M] o Providing the trespass monitoring system and abnormally operating system via the network system whereas it shall monitor consistently the following matter at least

collective investment scheme established in the ASEAN region that is approved and under supervision of the home regulator that is a signatory to the Memorandum of Understanding Concerning Cooperation and

shares or rendering a financial support that will later generate the right to acquire shares of such business, and being involved in the supervision of the business plan, the operation or the improvement

rendering a financial support that will later generate the right to acquire shares of such business, and being 2 involved in the supervision of the business plan, the operation or the improvement of the

: Website: Contact person: Email: CIS operator is under the supervision of: Name of local representative: Contact person: Email: Name of local intermediary: Contact person: Email: Warnings: An investor

it deems necessary, at the expense of the company. 3 The Audit Committee shall perform its duties under the supervision of the Board of Directors. The Board of Directors shall be responsible for the

been approved to establish or registered or person responsible for undertaking of foreign collective investment scheme (CIS operator) is under the supervision of such agency. Clause 2. This Notification

been [i] approved to establish or [ii] registered or [iii] managed by CIS operator being under the supervision of such agency. Clause 3 This Notification shall be applicable to a securities company