their licensed or registered scope of businesses by visiting the SEC website (www.sec.or.th). In addition, any persons who come across suspicious unlicensed activities can report the matter to the SEC
promotion of other types of mutual funds to enhance clarity and appropriate flexibility for such activities. The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are
. In addition, the SEC has recommended the ASCO to revise its KYC/CDD guidelines as well as propose the guidelines for securities transfer between clients so as to prevent fraudulent activities or
established,? said SEC Chief. Moreover, the SEC will join SET in the City, Bangkok, 2012, under this year concept ?Learn-to-Invest anytime, anywhere? to promote financial literacy with a variety of activities
further cooperation. Schedule of the morning session includes panel discussions on bond market outlook, how to choose suitable fund raising activities for businesses, procedures for offer for sale bonds and
excellence: International relations concerning activities, cooperation, agreement, regulatory framework and development.E - Easy: User-friendly and inclusive search functions allow easy access to web contents
activities misled general investors into believing that new investors were interested in investing in KIAT shares at gradually higher prices. Meanwhile, the group of offenders, including Nipa and Namthip, who