application for approval for derivatives trading according to Clause 7 within thirty days as from the date on which the Office receives the complete application and supplementary documents. Clause 9. In case
application and supplementary documents. Clause 9. In case the derivatives broker is a securities company which has obtained an approval from the Office to make a derivatives trading for their own account
as from the date on which the Office receives the complete application and supplementary documents. Clause 9. In case the derivatives broker is a securities company which has obtained an approval from
issuer. Clause 5/1 In the case where the Office has considered that the applicant for a license under Clause 3 has the accurate and complete qualifcations as specified, the Office shall propose the case
depository or the Bank of Thailand to make securities deposit, withdrawal or book-entry transfer for the purpose of making or taking delivery in the traded securities, as the case may be; “Office” means the
deposit, withdrawal or book- entry transfer for the purpose of making or taking delivery in the traded securities, as the case may be; “Office” means the Office of the Securities and Exchange Commission
securities depository or the Bank of Thailand to make securities deposit, withdrawal or book- entry transfer for the purpose of making or taking delivery in the traded securities, as the case may be; “Office
such Law; (2) provision that in the case where any requirement in the mutual fund scheme or the commitment is in conflict or inconsistent with the rules issued by virtue of the Securities and Exchange
shares to specific persons, whereby the shareholders are entitled to oversubscribe for the newly issued ordinary shares, and in case there is any fraction of shares, such fraction shall be rounded down. 5
to be offered for sale which shall have the same characteristics of the forms and list specified in the registration statement. In the case where the CIS operator files the registration statement and