draft regulations to be more suitable. On 4 November 2021, the SEC Board Meeting No. 17/2564 passed a resolution approving amendment to the regulations. The SEC has later issued a notification of the
-effective manner with input from all relevant stakeholders.** As per Article 59 of the Securities and Exchange Act B.E. 2535 (1992) and the Notification of the Office of the SEC No. Sor Jor. 38/2561 Re
prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the
employers. On 29 April 2020, Finance Minister Uttama Savanayana issued the Notification of the Finance Ministry concerning Determination of Business Types, Duration and Conditions for Employees or Employers
sessions, either in the morning or afternoon. ** Pursuant to Clause 23(2) and the prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the
March 2020. ______________________Notes: * Pursuant to Clause 23(1) and the prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital
must be reported and the procedures for obtaining facts relating to such circumstances shall be in accordance with the Notification of the Capital Market Supervisory Board
have been repealed because the Notification on Capital Market Business Personnel has already prescribed rules on such matter; (3) Consolidating regulations concerning the same issues for
investors in accordance with the Notification of the Capital Market Supervisory Board regarding Application for and Approval of Public Offering of Newly Issued Debt Securities and the Notification of the
Thailand to invite the public to use the service. Worawat, the owner and operator of ACTPAY, was responsible for providing a notification system which would notify 1000X of transactions to 5,000 wallet