provided answers to those questions. However, it was in a limited circle. This seminar, held jointly by the Sheikhul Islam Office and the SEC, would make the knowledge about shares and trading of shares more
value of business. ESG is a must- have element in today’s environment and It can contribute to sustainable business operation. Therefore, the SEC gives priority to promoting stakeholders’ awareness of the
to the clients. For a pooled fund, the AMC would be required to disclose the PVD factsheet to the public and the PVD members, as well as submit it to the SEC within five working days after the new PVD
business operators. This is because such unlicensed activities do not come with legal protection, and the investing public is exposed to the risk of falling victim to scams. It should be noted that all
the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 re: Prohibitions for Personnel of Business Operators dated September 15, 2010. It was in violation of Clauses 23(1) and
high yield investment via social media, it was found that Marnfah Group and its authorized director Ornpaphat Chantarasaka had solicited the public to make an investment with the company based on a
SCCC. SUPER publicly disclosed the information on the asset sell-off via the SET Information Disclosure System on 15 November 2012, but it was found that during 23 July ? 12 November 2012 Khumsup had
holds 88 percent shares of GEP-Myanmar. If approved, it would also be a significant transaction worth over 7.95 times of the total tangible asset of VTE.The independent financial advisor has viewed that
: ?The SEC has been the key supporter of the Classs Action Law from the very beginning because it could be an effective channel for protecting investor?s rights in the capital market. Since the law came
Phillip Securities (THAILAND) and the SEC?s further investigation, it was revealed that Pornthip had used blank trading orders authorized in advance with the signatures of five clients to execute unit sale