shall proceed or arrange its client to comply with the following rules in order to deliver ETF units or underlying shares of ETF according to the short selling transactions within the period as specified
underlying shares of ETF according to the short selling transactions within the period as specified by the clearing house or within the period agreed by parties. (1) in case of short selling for proprietary
2011 shall be extended to 31 March 2012. Personnel in the capital market under the first paragraph shall file application for extension of approval with the SEC Office within 31 March 2012, providing
documents. The Office shall consider such application within forty-five days as from the next following date after the Office receives such application and related documents in full and with accuracy. Clause
documents. The Office shall consider such application within forty-five days as from the next following date after the Office receives such application and related documents in full and with accuracy. 6 This
, which shall be held within a specified period, and in any case, shall not be later than one hundred and twenty days as from the date of obtaining the license and the registration as an association related
Supervisory Board No. TorNor. 76/2552 Re: Rules, Conditions and Procedures for Liquidation of Mutual Funds dated 3 August 2009: “Clause 11/1 In case of force majeure that causes incomplete liquidation within
revenue which was decreased from 3.95% of sales revenue over the same period last year. The SG&A is within reasonable range which was mainly in related to the consolidated expense of supporting the Company