’ Meeting, where Directors level representatives of the SEC exchanged views on supervisory and enforcement matters in capital markets amid rapid technological change, challenges related to cross border
manner to allow members and involved persons to be well informed of possible effects and risks from the operation of the business; Part 3 Subject Matters of this Notification Clause 4 This Notification
which contains at least material information in the following matters: (1) duties and responsibilities of a service provider which include one of the following details: (a) liability to the intermediary
contract which contains at least material information in the following matters: (1) duties and responsibilities of a service provider which include one of the following details: (a) liability to the
any record of violation of the laws or regulations of Home Jurisdiction in matters relating to the disclosure of material information to investors or Home Regulator, and have not failed to submit such
at 13.00 p.m., took place at the Meeting Room No.1, 14th Floor, TP&T Building, number 1, Vibhavadi Rangsit 19 Alley, Chompol Subdistrict, Chatuchak District, Bangkok, the material matters resolved in
company in the following matters: (1) Risk management oversight system. Policy and practices in managing risk arising from the undertaking of fund management business shall be prescribed in writing and the
in writing with an approval from the board of directors of the company in the following matters: (1) Risk management oversight system. Policy and practices in managing risk arising from the undertaking
Board of Directors No. 12/2017 of the Company held on 26 February 2018, has resolved significant matters as follows: Reference is made to the Clarification Letter regarding the Board of Directors’ opinion