) “ major shareholder ” means any shareholder or beneficial owner of shares holding more than 10% of the total number of the applicant’s voting rights shares; For the purpose of the first paragraph, a
) “major shareholder” means any shareholder or beneficial owner of shares holding more than 10% of the total number of the applicant’s voting rights shares; For the purpose of the first paragraph, a
scheme under this Notification, the SEC Office may order the securities company to rectify, act or refrain from acting for the purpose of complying with this Notification. Clause 13 This Notification shall
precious metal in Thailand; (3) “ major shareholder ” means any shareholder or beneficial owner of shares holding more than 10% of the total number of the applicant’s voting rights shares; For the purpose of
precious metal in Thailand; (3) “major shareholder” means any shareholder or beneficial owner of shares holding more than 10% of the total number of the applicant’s voting rights shares; For the purpose of
company that provides a custodian service for assets of its clients, whether for the purpose of custody, or purchasing or selling, or borrowing or lending securities, or securing securities purchase or sale
for the purpose of custody, or purchasing or selling, or borrowing or lending securities, or securing securities purchase or sale or borrowing or lending, or for any other purposes as specified by the
this Notification by the seventh day of the following month. (3) Report on clients’ assets: Any securities company that provides a custodian service for assets of its clients, whether for the purpose of