person, sold 3,450,000 {X1} shares in his daughter's trading account. He was a {X1} advisor who had accessed to the information on company projects which generated revenues. When becoming {X1} president

inform the client that the holding period had not yet reached 5 calendar years, causing a violation of the specified condition and the client's loss of tax benefits. Failure to give the information or

structured note offering documents without making contact or giving investment advice to investor which caused the transaction to sell structured notes to be executed as if the investment consultant had

accounts and documents, and also prepared incorrect accounts with intention to deceive others about those fraudulent actions.Previously, the SEC had received complaint concerning POWER-P?s suspicious

evidence indicating that she had conspired with Sagha in the FOCUS manipulation scheme. The success of this case was another constructive outcome of integrated cooperation among law enforcement authorities

in the final round for the winning prize of one million baht.Vorapol Socatiyanurak, SEC Secretary-General said that the survey by the National Statistical Office showed that 41% of the respondents had

Securities Co., Ltd., colluded with other offenders in using other persons? trading accounts to manipulate the share price, for which he had been fined as the principal of the offence. Sippakorn, however, is

the market price and the agreed price. In Q3/2010, THL clarified that the foreign bank had temporarily allowed suspensions of debt repayment and gold delivery for the purpose of negotiation on the

investors to believe that there was strong demand for AKP shares at elevated prices. As a result, other investors followed suit and entered into trades. Once the price had increased, the accused group

purchase a big lot of KC shares for the purpose of reselling them at a higher price to one of the offenders after the share price had been manipulated, by entering into a Sale and Repurchase Agreement