*The persons in (1) and (3) were in contravention of Clause 31(1), Clause 33(3) and Clause 35(2) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on
governance best practice, good operating results or compliance with other rules and regulations imposed on listed companies. Therefore, this praise should not be a reference in the assessments of other
value. Meanwhile, our revised disclosure rules represented in the 56-1 One Report now require that listed companies disclose more on their ESG information, including the issues such as greenhouse gas
the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014. The misconduct of {B} was a prohibited
) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014. The misconducts of branch manager {J} and
pleased for shareholders to attend the AGMs as if we had pre-appointment annually in accordance with the specified rules and regulations applicable to the companies listed on the Stock Exchange of Thailand
improved include revisions of rules on management fees, information disclosure for investment decision, etc. Additionally, the SEC has been working on a number of projects for investor benefits in the long
to ensure prompt actions against violations without imposing unnecessary and burdensome rules upon abiding entities;Promotion: presenting the Thai capital market as a robust venue of choice for fund
Supervisory Board concerning Rules on Delivery or Distribution of Prospectus and Offering for Sale of Investment Units; (2) prospectus for a closed-end mutual fund for offerring for sale of additional
Securities and Exchange Commission No. KorThor. 39/2540 Re: Rules, Conditions, and Procedures for Lending of Money for Purchasing Securities dated 5 November 1997 and Clause 4(2) of the Notification of the