Notification of the Office of the Securities and Exchange Commission concerning Approval of Auditors in Capital Market. 3 “executive” means an executive under the Notification of the Capital Market Supervisory
Commission concerning Approval of Auditors in Capital Market. 3 “executive” means an executive under the Notification of the Capital Market Supervisory Board concerning the Qualification and Other Prohibited
Laundering Act B.E. 2542 (1999) and the SEC Office’s issuance of the Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor/Yor/Khor. 3/2550 Re: Rules, Conditions and Procedures
…………………………………….……… - provide a statement that the information in form 69-SUPPLEMENT-FD submitted to the Office of the Securities and Exchange Commission is considered to be a part of form 69- BASE-FD which becomes effective on
ทรัพย์ในประเทศที่มีหน่วยงานกำกับดูแลที่เป็นสมาชิกของ International Organization of Securities Commission (IOSCO) (“บริษัทหลักทรัพย์ต่างประเทศ”) สามารถเข้ามาติดต่อชักชวนผู้ลงทุนสถาบันตามที่กำหนดในประกาศนี้
Section 45 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission acting as Capital Market Supervisory Board by virtue of Section 6 of the