Mr. Riki Ishigami Mr. Riki Ishigami, a Chief Executive Officer, who is responsible for the operation of Group Lease Public Company Limited ("GL"), shall be liable for GL’s failure to
Mr. Fredrick Ian Mcintyre Mr. Fredrick Ian Mcintyre, the former director of Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited (Broadgate) responsible for the operation of
Mr. Sawin Chindakul Mr. Sawin Chindakul, managing director responsible for the operation of Energy Earth Public Company Limited (“EARTH”) failed to supervise EARTH to prepare and submit the reviewed
Group Lease Public Company Limited Group Lease Public Company Limited (“GL”) a securities issuer, failed to prepare and submit the inaccurate financial statement for Q3/2020 and the interim
MR. PASU WACHIRAPONG - for more details please see SEC news No. SEC Act (the fifth amendment) Section 244/3 in conjunction with 244/5 in conjunction with Section 83 of the Penal Code Civil Action
MR. AKARAT VANARAT - for more details please see SEC news No. SEC Act (the fifth amendment) Section 244/3 in conjunction with 244/5 in conjunction with Section 83 of the Penal Code Civil Action
MR. NATTHAWAT PIBOONTHANAAMORN - for more details please see SEC news No. SEC Act (the fifth amendment) Section 244/3 (1)(2) in conjunction with Section 315 Civil Action Dated 00/00/0000
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Application Form for Approval of Operation of Agricultural Futures Trading Business by Derivatives
Notification of the Capital Market Supervisory Board Tor Thor. 37/2560 Rules, Conditions and Procedures for Operation of Securities Clearing House, Securities Depository Center and Securities
Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment Advisory or an Undertaking of