Bangkok, August 25, 2014 ? The ASEAN Capital Markets Forum ("ACMF") announced today that the ASEAN CIS Framework for cross-border offering of collective investment schemes ("CIS") is now operational
Bangkok, October 1, 2013 ? The ASEAN Capital Markets Forum ("ACMF") announced today that the Securities Commission of Malaysia, the Monetary Authority of Singapore and the Securities and Exchange
Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the
THE BANK OF TOKYO-MITSUBISHI UFJ,LTD., BANGKOK BRANCH | Year 2015
The action follows the revocation of Renaissance FMC’s securities business and derivatives business licenses due to conduct demonstrating a lack of credibility, operational readiness, and serious
. These engagements brought together senior executives of regulatory authorities and leaders from the private sector to engage in discussions and exchange experiences on capital market supervision and
Attractiveness Initiatives, which focus on expanding access to funding for SMEs and startups, recognizing their role as an important driver of Thailand’s economic growth.During the meeting, participants discussed
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดงานสัมมนา “Synchronize the Expectations: The Ultimate Frontier of IT Audit and Resilience” เพื่อสื่อสารความคาดหวังและสร้างความเข้าใจ
Under the existing regulations on the eligibility of issuers and the use of proceeds in accordance with the disclosed purposes, certain aspects remain unclear and subject to limitations in