Jatusripitak) Minister of Finance Chairman of the Securities and Exchange Commission

April 2004. -Signature- (Mr. Somkid Jatusripitak) Minister of Finance Chairman of the Securities and Exchange Commission The Securities and Exchange Commission

April 2004. -Signature- (Mr. Somkid Jatusripitak) Minister of Finance Chairman of the Securities and Exchange Commission

this 2nd day of April 2008. (Mr. Surapong Suebwonglee) Minister of Finance Chairman of the Securities and Exchange Commission Remark: The reason for issuing this Notification is that the trading of

. Clause 14. This Notification shall come into force as from 1 July 2008. Notified this 2nd day of April 2008. (Mr. Surapong Suebwonglee) Minister of Finance Chairman of the Securities and Exchange

) Minister of Finance Chairman of the Securities and Exchange Commission Remark: The reason for issuing this Notification is that the trading of securities and derivatives contract for the derivatives broker’s

work experience in the management level that is beneficial to management of securities business, or work experience as an academic expert or professional in accounting, finance, business administration

professional in accounting, finance, business administration, economics or law; Clause 2. The person with power of management of the derivatives business operator must obtain approval from the SEC Office. Clause

broker; (2) “ institutional client ” means any client who is the following persons: (a) commercial banks; (b) finance companies; (c) securities companies; (d) credit foncier companies; (e) non-life

broker; (2) “institutional client” means any client who is the following persons: (a) commercial banks; (b) finance companies; (c) securities companies; (d) credit foncier companies; (e) non-life insurance