Following the tips given by Thai and foreign investors in Thailand and the SEC’s further investigation, it has been found that the Facebook page Invest Global and the website
of its investment. It had been discovered that the PVD uses the SET Index as its benchmark indicators, however, such use of SET Index might not be the most suitable comparative factors due to the
punishment of those found to be in violation of the Securities and Exchange Act, the SEC said it has made good progress in examining many complaints. Investigations are on-going and more time is needed to
person concerned is notified and shall remain in effect until it is revoked or invalid for other reasons. Therefore, despite the move by IFEC through Mr. Suphanan, as long as the DBD has not revoked
trusts (REIT). It is expected to be effective in January 2019.Even though Thailand has already had in effect the rules permitting foreign investment advisors to provide advisory services to Thai
application for approval have been effective from 16 July 2018. The capital market intermediaries of all kinds, whether it be securities brokers, mutual fund brokers, management companies for mutual funds or
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been
. There is no limit on the number of operating licenses.Presently, it has been found that those who have used digital assets to take advantages and deceive people on investment. SEC would like to ask the
. “It is part of the SEC Investor Education Strategy to build the public’s immunity against investment scams and equip them with knowledge and skills on financial and investment management to help them
surveillance through information sharing to keep pace with cybersecurity threats. In addition, all service users and investors should be aware of the use of technology and the threats that may come with it, by