and his client showed that he had used the client's account to trade securities for himself.{A}'s actions were deemed the violation of Clauses 20(1) and (3) of the Notification of Capital Market
securities trade order instructions are the violation of Clause 20(2) and 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators
. -------------------------------1 Clause 23(2) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014 and Clause 31(1) of the same
file a criminal complaint for further legal proceedings. -------------------------------1 Clause 23(2) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules
had not been sufficient. This caused the client about 3,000,000 Baht in damage. In this regard, the aforesaid actions are in violation of Clause 20(1) and (2) of the Notification of Capital Market
violation of the rules. The SEC therefore suspended them from duty as approved investment consultants for one month. The aforesaid misconduct is in violation of Clause 20(3) of the Notification of Capital
price, totaling THB 1.96 million to Gulf Energy Development Public Company Limited. The project is a combined-cycle power plant project that used natural gas as the main fuel with total contracted
, decreasing by THB 380.44 million. The main reason was the recognition of loss on foreign exchange as AUD currency depreciated in relative to USD currency. However, the operating result for the 1st quarter of
last year which incurred at Baht 265.25 million. The main cause is the sale volume decreased from the government’s policy to adjust the biodiesel ทีตงั 55/2 หมู ่8 ถ. เศรษฐกิจ 1 ต.คลองมะเดือ อ.กระทุ่มแบน
, decreased by Baht 261.97 million or 69.46% as compared to the same period of last year which incurred at Baht 377.16 million. The main cause is the sale volume decreased from the government’s policy to adjust