. ----------------------------- Notification of the Office of the Securities and Exchange Commission Governing Undertaking of Other Business of Securities Companies B.E. 2552 (2009) ___________________ Whereas Section 98(8) of the Securities

. 45/2547 Re: Determination of Undertaking not Deemed as a Derivatives Dealer dated 8 October 2004 shall be repealed. Clause 2. Person who offers to trade or trades in derivatives for his own account

believing that JKN had an increase in trade creditors that year. These fictitious trade creditors were then used to exercise voting rights in the selection of JKN’s business rehabilitation planner. This case

believing that JKN had an increase in trade creditors that year. These fictitious trade creditors were then used to exercise voting rights in the selection of JKN’s business rehabilitation planner. This case

business (Disclosure Date : 21/06/2023) http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=075&CaseYY=2566 Investor Alert : Facebook page ชื่อ Trade real estate stocks Facebook page ชื่อ

&CaseYY=2566 Investor Alert : Facebook page ชื่อ Trade real estate stocks Facebook page ชื่อ Trade real estate stocks : Unlicensed securities and derivatives business (Disclosure Date : 06/11/2023) http

Kasikorn Securities Plc., the SEC probed into the case and found that {A} failed to keep several records of investment advice and client's trade order instructions. Besides, communication records between him

securities trade order instructions are the violation of Clause 20(2) and 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators

TikTok อ้างชื่อ hsh_trade_06 - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 11/06/2567)

TikTok อ้างชื่อ sbi_thai_online_trade_99 - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 17/12/2567)