Governors of the Stock Exchange of Thailand Re: Disclosure of Information and Other Acts of Listed Companies Concerning the Acquisition and Disposition of Assets, 2004 (collectively, “the Notifications on

ของกองทุนรวม บำงประเภท และมีควำมสมเหตุสมผลในทำงปฏิบัติ ดังนี้ 1. ก ำหนดแนวด ำเนินกำรกรณีกองทุนรวมที่จดทะเบียนในตลำดหลักทรัพย์แห่งประเทศไทย (“ตลท.”) (“listed fund”) รวมถึงกองทุนรวมอีทีเอฟ (“ETF”) ที่มผีู้

(“listed”) และตราสารท่ีไม่ได ้ จดทะเบียนซ้ือขายในตลาดหลกัทรัพย ์(“unlisted”) ไม่เกินร้อยละ 5 ของมูลค่าทรัพยสิ์นสุทธิ (“NAV”) (2) Total junk limit : เม่ือรวมการลงทุนใน ASEAN non-IOSCO/WFE กบั ตราสารอ่ืนท่ี

Listed Companies Concerning the Acquisition or Disposal of Assets B.E. 2547 (2004).2 However, the meeting of the Board of Directors deemed it appropriate to set out below material details with regard to

Re: Rules on entering into a connected transaction and the Notification of the Board of Directors of the Stock Exchange of Thailand Re : Disclosure of Information and Actions of Listed Company on

Listed Company in Acquisition or Disposal of Assets B.E. 2547 and (b) the connected transaction under the Notification of Capital Market Supervisory Board No. TorChor 21/2551 Re: Rules on the Connected

within the disclosure requirement under the Notification of the Board of Governors of the Stock Exchange of Thailand Re: Disclosure of Information and Other Acts of Listed Companies Concerning the

Company 1.09% 3. Gross value of Reward = Total investment cost Total assets of the Company 0.83% 4. Value of securities a listed company issues to pay for asset acquisition Not available due to no issuance

which Warot and Jeeraporn were working. They used such inside information to trade securities or derivatives of 12 listed company clients during 2015-2017. Most of such draft financial statements

Capital Market Supervisory Board and the Stock Exchange of Thailand, as prescribed by the regulations of the Stock Exchange of Thailand Re: Disclosure of Information and Other Acts of Listed Companies