Previously SEC had a policy to support securities companies and derivatives business operators in Thailand (or intermediary business operators) to expand their scope of services for Thai investors to

2019, SEC found that non-investment grade bonds and unrated bonds take up 6 percent of all private bonds. The overall number of bond issuers had decreased in comparison to 2018, more than half of the

had to pay redundant expenses without the knowledge of the undisclosed information of such conflicts of interest, both before and after investing in such foreign funds;                (3)  failing to

University, who will serve as ad-hoc contest committees and will set out the requirements for scoring, as well as rank the participants as had been done every time before. Additionally, this year’s contest

also help investors conveniently review their investment information.”Accenture Company Country Managing Director Mr. Nontawat Poomchusri said “the global stage had become interested in implementing the

second meeting of the working group on developing training courses on “Business and Human Rights for Business Sector in the Capital Market” which held on 30 November 2020, the working group had already

total, is scheduled for completion by 2022.SEC Secretary-General Ruenvadee Suwanmongkol announced that by the end of 2020, SEC had completed 15 projects under the regulatory guillotine scheme, covering

follows:   (1)  During February – March 2017, Nutnicha solicited a client to buy IPO shares of a company, claiming that she had the right to buy such shares as an employee of Apple Wealth Securities. She

rejection, Cash2coin and SEADEX, which had been operating business by virtue of the Transitional Provisions of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018), have become subject to

}'s account. Therefore, it was deemed that {B} had used the trading account of the client to trade securities for himself.The misconduct of {A} and {B} was an exploitation of investors' trading accounts