Bangkok, January 22, 2013 ? Following the SEC?s request for a clarification of news coverage on an interview of Mr. Sompoch Ahunai, Chief Executive Officer of Energy Absolute PLC, where the financial
Bangkok, January 25, 2011 - The SEC has suspended four investor contacts for using clients? accounts to trade securities for other persons, interfering with clients assets, and failing to use
Bangkok, January 19, 2012 - The SEC has suspended six investor contacts for involving in the share price manipulation of Traffic Corner Holding Plc. (TRAF), currently M Pictures Entertainment Plc
GovTech.” She joined a panel discussion on the topic “Digital Leader: Shaping Tomorrow.” This event, organized by the Digital Government Development Agency (Public Organization), served as a forum for
Mr. James Gray Mr. James Gray, the management responsible for Antella Investment Inc., operated securities brokerage businesses without proper licenses granted. SEC Act S.301 Criminal Complaint
S.E.C. Auto Sales and Services PLC S.E.C. Auto Sales and Services PLC, failed to prepare and submit (1) the reviewed financial statements for Q4/2012, (2) the audited financial statements for the
Mr. Kosin Bosereewong Mr. Kosin Bosereewong, the planner, responsible for the operation of Singha Paratech Public Company Limited (SINGHA), failed to supervise SINGHA to prepare and submit the
Mr. Punya Kritiyawong Mr. Punya Kritiyawong, the managing director responsible for the operation of L.V. Technology Public Company Limited (LVT),failed to supervise LVT to prepare and submit the
Mr. Taweesak Vayakornvijit Mr. Taweesak Vayakornvijit, as managing director responsible for the operation of Sunwood PLC (SUN, failed to supervise SUN to prepare and submit the audited financial
AI Energy Public Company Limited AI Energy Public Company Limited (“AIE”) has failed to prepare and submit to the SEC and the SET the financial statements for the year 2014, the reviewed financial