’ representative. The bondholders are, therefore, encouraged to thoroughly review the information and exercise their rights to protect their own interests. They should also make necessary inquiries to the
Department offices nationwide. The Request Form is available at the Legal Execution Department https://www.led.go.th/th/views/2567/02/79-7.pdfSTARK bondholders can find information on the supplementary
, encouraged to thoroughly review the information and exercise their rights to protect their own interests. They should also make necessary inquiries to the bondholders’ representatives to obtain comprehensive
to disclose the material information on the investment policy before offering it to the client. For a pooled fund, AMC is additionally required to disclose the PVD factsheet to the fund members and
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the
Thailand ESG Funds are also required to disclose their sustainability-related information in accordance with the regulations for the Sustainable and Responsible Investing Fund (SRI Fund). Once the fund has
of all types. In addition, issuers of sustainability-themed bonds are required to disclose information and report to investors regarding sustainability aspects such as use of proceeds of the bond
must disclose material information in the Registration Statement and Draft Prospectus (“the Filing”) prior to the offering of such securities; (2) Requiring the Filing to be submitted via Form 69-1
SEC Secretary-General Pornanong Budsaratragoon said: “On 19 April 2024, the Technological Crime Prevention and Suppression Committee passed a resolution for the SEC to share the information on