from their failure to properly perform a due diligence in case of a company applying for initial public offering of shares as follows: 1. As the financial advisor supervisors, they failed to verify the
. The Framework will apply to offers of shares and plain debt securities as defined in the ASEAN Disclosure Standards. (http://www.theacmf.org/ACMF/webcontent.php?content_id=00015)3. More information on
to lure investing public; for instance, soliciting general public to invest in shares, gold or crude oil. They usually offer unreasonably high returns and principal guarantee as well as quote foreign
exercise caution. As such, if being soliciting to invest in securities or derivatives such as shares, gold or crude oil, you can check credibility of such claim by visiting the SEC website (www.sec.or.th
-collateral NPL portfolio at the purchase price of 40.16 million baht, (2) issue capital shares via private placement (PP) to shareholders and management of such portfolio seller, and (3) accept other
wrongful acts against RAM documents.The SEC found that {A}, then RAM managing director responsible for operation and management of RAM assets, arranged for RAM to sell its acquired shares of Kiatnakin Bank
Bangkok, April 17, 2013 ? This announcement follows the news coverage on proposal of Grand Canal Land Plc. (GLAND) to its shareholders for approval to purchase all ordinary shares of BBTV Marketing
total shares sold in businesses investing in or having major revenues from infrastructure businesses, e.g., rail system, express way, power plant, water supply, airport, seaport, telecommunications and
infrastructure businesses or hold more than 75 percent of the total number of shares sold in businesses investing in or having major revenues from infrastructure businesses, e.g., rail system, express way, power
settlement. On November 13, 2018, the Criminal Court ruled against him for violating Sections 243(1) 244(2) and 296 of the SEC Act conjunction with Section 86 of the Penal Code regarding METRO and TUCC shares