cryptocurrency payment for goods and services, and initial coin offering of utility tokens for exchange of goods and services of listed companies. This includes dissemination of news related to such investment or
Bangkok, 20 October 2017 ? The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create
International Organization of Securities Commissions (IOSCO) ณ กรุงโตเกียว ประเทศญี่ปุ่น ซึ่งมี Mr. Jun Mizuguchi จาก Financial Services Agency of Japan (JFSA) เป็นประธาน และมีหน่วยงานกำกับตลาดทุนในกลุ่มประเทศ
services through business operators in the host country, prohibition of giving advice to particular customers and soliciting for sales of the capital market products. Each ACMF member may issue additional
, which considered that such operation did not reach the standards as a professional required to perform, and failed to deliver services in quality. DAB Act S.94 in conjunction with 30 Settlement
notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset trading, causing the coin prices displayed in the order book was inaccurately
Mr. Sompong Witthayaraksan Mr. Sompong Witthayaraksan, former chairman responsible for the operation of S.E.C. Auto Sales and Services Plc. (SECC) and entrusted to manage the company assets
but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed derivatives business. This case is under consideration of the public
Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed
Mr. Sompong Wittayaraksan Mr. Sompong Witthayaraksan, former Chairman of S.E.C. Auto Sales and Services Plc. (SECC), conspired with Mr. Somchai Sriphayak, former authorized director of SECC Holding