provided for general understanding. Reporters on changes of securities and derivatives holding are advised to consult the Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 38

ยงัผูบ้รหิารบญัชีผูใ้ชง้าน ว่าตอ้งการเปิดการใชง้านบญัชี และขอสิทธิในระบบงาน และแบบค าขอหรอืรายงานใดบา้ง Subject: SEC new account notification เรยีน Account Administrator บญัชีผูใ้ชง้านของ ส านกังานคณะกรรมการก า

หรือถูกศำลมีค ำส่ัง พิทักษ์ทรัพย์เด็ดขำดตำมกฎหมำยว่ำด้วยล้มละลำยนั้น ควำมจ ำเป็นท่ีผู้ลงทุนจะต้องได้รับข้อมูล สรุปผลกำรด ำเนินงำนตำมรอบระยะเวลำ (periodic reports) เพ่ือประกอบกำรตัดสินใจลงทุน น่ำจะน้อย

unlawful acts in other cases. ✓ ✓ ✓ Summary of the types of auditor’s reports (Form 61-4)* *Since 1 December 2020, this information has no longer been required. ✓ ✓ Related party transactions (RPT) of the

derivatives investment advisors. ✓ ✓ ✓ ✓ Company profiles and reports on wealth advice service (annually). ✓ 1. Data relating to operating systems and actions with intermediaries; 2. Appraisal companies

under the Notification of the Capital Market Supervisory Board No. TorChor. 20/2551 Re: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets (as amended) and

, maintain, document, and enforce policies, procedures, and controls to ensure that the credit ratings and related reports it disseminates are based on a thorough analysis of all such information. 1.3 A CRA

Microsoft Word - 00. Project Unicorn - ELCLID of U - Revised Offering Price EN v2 (05122017) - clean.docx 1 (-Translation-) Ref. No. U.SET 024/2560 December 6, 2017 Subject: Notification on the

offer for all securities of the business in compliance with the Notification re: Rules, Conditions and Procedures for the Acquisition of Securities for Business Takeovers, the acquirer ( ) will make a

of acquisition through the chain principle. 12. If the acquisition results in an obligation to make a tender offer for all securities of the business in compliance with the Notification re: Rules