Supervisory Board No. TorNor. 76/2552 Re: Rules, Conditions and Procedures for Liquidation of Mutual Funds dated 3 August 2009: “Clause 11/1 In case of force majeure that causes incomplete liquidation within
follows: (a) In case of foreign ETF established by an investment company, the Memorandum of Association and the Articles of Association, or the Establishment of Company under the law of the jurisdiction
-term and long-term space. It also includes short and long- term rental services. The Company would like to clarify for the case of difference between company’s operating results for the 3rd quarter for
comply with the Related-Party Transaction, which was approved by the Board of Directors. In such case, the Management shall report to the Audit Committee and the Board of Directors on a yearly basis
which stipulate additional compensation rates in the case of employers terminating employment for employees who have worked for 20 consecutive years or more, they are entitled to compensation of not less
future, provided that the Management shall comply with the Related-Party Transaction, which was approved by the Board of Directors. In such case, the Management shall report to the Audit Committee and the
have sufficiently similar features to make the comparison relevant and not misleading.” 3 (5) การก าหนดให้ต้องเปิดเผย worst case scenario ในการโฆษณาผลิตภัณฑ์ที่มีความซับซ้อน หรือเสี่ยงสูง อาจไม่มีความจ า
Exchange Commission Sor Thor. 13/2561 Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital 17/01/2018 01/04/2018
Exchange Commission Kor Thor. 9/2556 Segregation and Management of Clients Assets In Case of Intermediary Being under Receivership by Court Order 18/10/2013 01/11/2013 Contact The Securities and