unfair securities trading practices are also listed as a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999), the SEC has reported the case to the AMLO for consideration of further

, jeopardizing its listed company status and trading of company shares in the future.  Although, ADAM board of directors agreed with IFA?s opinion, the board was of the view that it is shareholders? right to make

Characteristics of Company Directors and Executives dated April 23, 2010. Such person shall thus be removed from any director or executive position of issuing or listed company and shall not maintain in such

characteristics of director and executive at any issuing or listed company for a period up to 3 years to be specified by the SEC.In case of Ornsiri, her assistance to Assavin?s insider trading was an offence under

, as part of the charge.The prosecution has resulted in the aforesaid persons unqualified for holding the positions of director or executive of any issuing or listed company while they are under legal

subscribe its subsidiary?s capital increase shares, it turned out that the purchaser, just about six months later, sold a listed company Million Miles shares at the price very much higher than the

Investors Association (TIA), the Thai Listed Companies Association (TLCA), the Thai Financial Planners Association (TFPA), and the Securities Analysts Association (SAA). SEC Secretary-General Vorapol

Bangkok, November 9, 2010 ? The SEC Board Meeting No. 14/2510 today passed a resolution permitting foreign exchange traded funds (ETFs) to be listed on the Stock Exchange of Thailand (SET) on the

up the quality of financial reports and information disclosure of listed companies. Tipsuda Thavaramara, SEC Deputy Secretary-General, said that ?At present, freer flow of capital and cross-border

financial reports on the close cooperation with all related parties, including auditors, accountants, audit committees, listed company executives as well as related accounting and audit regulatory bodies