title; “investor contact” means any person who has duties to contact, solicit, advice or prepare investment plans for investors or customers of a securities company and are divided into two categories
be applicable to providing off-exchange derivatives brokerage service overseas, mutatis mutandis. Clause 7. This Notification shall come into force as from 1 November 2009. Notified this 15th day of
investment in securities or derivatives not less than ten million Baht. Clause 4. This Notification shall come into force as from 1 August 2012. Notified this 9th day of July 2012. -signature- (Chaikasem
wishes to receive an evidence of the approval shall submit the requisition through the system provided on the website of the SEC Office. Clause 9 This Notification shall come into force as from 1 July 2014
approval shall submit the requisition through the system provided on the website of the SEC Office. Clause 9 This Notification shall come into force as from 1 July 2014. Notified this 3rd day of June 2014
Notification shall come into force from 1 January 2018. Notified this 21st day of October 2018. (Mr. Rapee Sucharitakul) Secretary-General Office of Securities and Exchange Commission
Notification of the Ministry of Finance minimal moderate intense one year two years three years Clause 5. This Notification shall come into force as from 16 June 2002. Notified this 23rd day of May 2002. Prasarn