fund (RMF) to a client; she recommended that the client buy RMF units from TMB only one time and redeem them all at once without advising the client to doublecheck whether or not the client had bought

, for example, the launch of Wealth Advice for All initiative which gives the public a more convenient access to one-stop services on investment advice and the co-launch of the Happy PVD Company project

gender equality, particularly in the role of women as leaders, with over 200 registered companies currently having female board members, accounting for as much as one-third of all registered companies

standards.?Prasan Chuaphanich, FAP President said that ?One of FAP?s mission is to develop and improve Thai accounting professionals on par with international standards to foster their readiness for more

importance and proper implementation of the KYC/CDD assessment as it is one of the core functions of every securities company's business operations.? SEC Deputy Secretary-General Tipsuda Thavaramara said

contain provisions related to the use of a nominee account or allowing one?s trading account to be used as such in the commission of a market misconduct offense. (2) Civil Penalties: The civil penalty is

proper investment management are concerned. To account for these concerns, international organizations and leading countries have laid out their own I Code. Furthermore, I Code is now one of the criteria

สร้างคุณค่าให้แก่กิจการไปจนตลอดห่วงโซ่คุณค่า (value chain) ขณะเดียวกัน ก.ล.ต. ได้ปรับปรุงแบบรายงานการเปิดเผยข้อมูลเป็นแบบ 56-1 One Report ซึ่งกำหนดให้บริษัทเปิดเผยข้อมูลในมิติของ ESG มากขึ้น รวมถึงการลด

Exchange Act B.E. 2535 (1992) with the duty to supervise and develop the Thai capital market to ensure efficiency, fairness, transparency and integrity. One of the SEC?s responsibilities is to monitor and

resulted in Thailand being one of the best performers in the area of regulation and taxation. Nonetheless, restrictions on fund investment in foreign securities should be relaxed and foreign mutual fund