December 27, 2012. It also revealed inappropriate action of a former capital market investment consultant of a securities company for trading derivatives on behalf of a client.The SEC found from its routine
Prevention and Development Division and Market Intermediaries Division. 1.1 Prevention and Development Division comprises Corporate Monitoring Department, Financial Literacy Department and Corporate
reference. Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency
repayment from the joint venture. 3. Decrease in investments in available-for-sale of THB 227.1 mm, mainly from decrease in market capitalization of property funds and REITs after the market price decreased
. Increase in Investments in available-for-sale of THB 2,299.9 mm, due to increase in market capitalization of REITs after the market price increased during this period. 4. Decrease in investments in
available-for-sale of THB 360.3 mm, mainly from increase in market capitalization of REITs after the market price increased during this period. 4. Increase in other long-term investment (net) of THB 201.1 mm
หลักทรัพย (“market capitalization”) รายป สําหรับชวง 5 ปท่ีผานมา 6. ผูสอบบัญชี แกไขหลักเกณฑผูสอบบัญชีของผูออกตราสารทุนที่เปน บริษัทตางประเทศ และบริษัทยอยในตางประเทศ ของผูออกตราสารทุนที่เปน
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incorporated in the 4th Capital Market Development Plan (2022-2027), under the “Digitalized Capital Market” strategic direction. The SEC is determined to push forward further development of DIF Web Portal to
investment consultant. However, the approval as securities investment consultant for Nattapong has already expired since 31 December 2018. SEC has therefore prohibited him from re-entering as capital market