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Operator Instruction 1. An applicant for registration to be a general derivatives business operator shall specify the detail only in Part I and Part III. 2. A juristic person established under foreign law

Derivatives Business Operator Instruction 1. An applicant for registration to be a general derivatives business operator shall specify the detail only in Part I and Part III. 2. A juristic person established

The SEC’s instruction followed the latest developments within IFEC organization, namely the resolution of IFEC Extraordinary Shareholders’ Meeting No. 1/2561, appointing new directors to fill in the

decisions on the client?s behalf. {A} claimed that the client was too busy to trade securities by himself and gave instruction on credit limits via the conversation in LINE application. {A} notified his

Gold Futures Co., Ltd. that {A} frequently failed to keep records of his clients' derivative trading orders. He also admitted taking such trading orders via mobile phone or customers' instruction in the

Derivative Warrants | BGRI13C2002A | DERIVATIVE CALL WARRANTS ON B.GRIMM POWER PUBLIC COMPANY LIMITED ISSUED BY KGI SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST TRADING IN FEBRUARY 2020 # A

Derivative Warrants | GPSC19C2511A | DERIVATIVE CALL WARRANTS ON GLOBAL POWER SYNERGY PUBLIC COMPANY LIMITED ISSUED BY YUANTA SECURITIES (THAILAND) COMPANY LIMITED LAST TRADING IN NOVEMBER 2025 # A

Derivative Warrants | BGRIM01C2512A | DERIVATIVE CALL WARRANTS ON B.GRIMM POWER PUBLIC COMPANY LIMITED ISSUED BY BUALUANG SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN DECEMBER 2025 # A | Stock

Derivative Warrants | GPSC01C2512A | DERIVATIVE CALL WARRANTS ON GLOBAL POWER SYNERGY PUBLIC COMPANY LIMITED ISSUED BY BUALUANG SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN DECEMBER 2025 # A