suspension period ends in two years, five months and seven days.  In considering the appropriate administrative sanction, the SEC takes into account the following factors: the involvement and behavior of the

Suppiroj, Director of SEC’s FinTech Department acted as the moderator.Based on the panel discussion, there are the following issues. “Libra” is regarded as a challenge to the world and may become a key

liquidity for businesses affected by COVID-19 pandemic. Thus, there are five goals and the following eight strategies:    (1)  Building a capital market ecosystem conducive to sustainability development;   (2

, (6) Miss Jaroonluck Kongkarien (later renamed Nittha), and (7) Mr. Veerawat Sukwara.  Following the auditor's report and the SEC's further investigation, it was found that from September 2015 to

August 2023.*** In deliberating the imposition of administrative sanctions above, the SEC has taken into account the following factors, i.e. relevant roles and demeanors of the person under

decisions for investors. Following a referral from Maybank Kim Eng Securities (Thailand) Plc., the SEC?s further inspection has revealed that Panita, who was an employee of Maybank Kim Eng Securities

Bangkok, June 25, 2012 ? The SEC Board and the Capital Market Supervisory Board resolved to specify types of accredited investors (AI) and allow an offer for sale of the following products to AI: (1

it has already been disseminated via SET electronic system; (3) The following cases will be exempted from filing of every five percent report:- Borrower and lender in securities borrowing and lending

compensation payment to its local and international clients is underway.    Following this case, the SEC sent a circular to all securities brokerage firms urging them to heighten the systems for internal control

{C}, a securities investment consultant. They were employees of Country Group Securities PCL while the misconduct occurred. Following the complaint filed with the SEC and the complaint inspection