regard, in case the scheme has a policy to invest in feeder fund, such fund shall be established in ASEAN country; (3) offer for sale of its units in the jurisdiction of the home regulator as well and not
revisions and will clarify the requirements of the revised regulations as well as providing guidelines for business operators accordingly. 4 “SEC Thailand is a recipient of Digital Government Awards 2020 and
derivatives trade which shall at least contain the rule on financial stability and position, as well as the conduct of business, and there shall be specified the concerned provisions of law or rule, and the
license or registration including the rule used in supervising derivatives trade which shall at least contain the rule on financial stability and position, as well as the conduct of business, and there
, duties and responsibilities of the unit where a person is located; (d) detailed work practices of each person and the unit where the person is located, as well as work practices in coordinating with other
of the unit where a person is located; (d) detailed work practices of each person and the unit where the person is located, as well as work practices in coordinating with other units in order to
; (c) roles, duties and responsibilities of the unit where a person is located; (d) detailed work practices of each person and the unit where the person is located, as well as work practices in
committee, operation supervisory committee, as well as advisor to such committees. 1 Added by the Notification of the Capital Market Supervisory Board No. TorThor/Nor/Khor. 6/2553 Re: Qualifications and
Notification of the Securities and Exchange Commission Re: Units of Foreign ETF Deemed as Securities Not Subject to Provisions on Public Offering of Securities, as well as to prescribe criteria governing