and REIT holders? right to approve an acquisition or disposition of key assets and related-person transactions. Key persons in establishment and management of REITs include (1) REIT manager which may
September 2013, Mr. Siwasit Sainumphung colluded with the five persons above to use several trading accounts to trade YCI shares in concealment and on a continuous basis to mislead the public into believing
subsidiary (JJ) in the amount of B500 million, grants of the loans to several connected persons totaling B350.55 million, the B119.98 million purchase of additional JJ shares from Mr. Chakrapan Srikraivin, the
shares from January 9, 2006 to January 25, 2007, the SEC probed into the case and found that Pattanapong had traded ASCON shares through trading accounts of five other persons in the manner that boosting
, 2011) and the SEC also notified relevant persons to observe the said court order.In any case, filing a criminal complaint commences criminal justice administration whereby any person subject to the
notified relevant persons to observe the said court order.In any case, filing a criminal complaint commences criminal justice administration whereby any person subject to the complaint is entitled to defend
(related persons ? RP) เพื่อให้มีการกระจายหุ้น IPO ให้กับผู้ลงทุนทั่วไปอย่างเพียงพอ ไม่กระจุกตัวกับกลุ่มบุคคลใดจนทำให้ควบคุมปริมาณหุ้น IPO ได้ง่ายและนำไปสู่การสร้างราคาหุ้นในช่วงที่ผ่านมา สำนักงานคณะกรรมการ
views of regulator and regulated persons. Meanwhile, better communication will allow stakeholders to learn of purposes, objectives and benefits of the regulations which must also be responsive to their
Securities International (Thailand) Plc.); and (3) {D}, then an employee of BFIT Co., Ltd. (presently OSK Securities (Thailand) Plc.). The sanctions imposed on these four persons took effect from April 20
Co., Ltd., (2) Diamond and Silverline Group Co., Ltd., (3) K.N.O. Marketing Co., Ltd., (4) M.B. Network Co., Ltd., and (5) P.T. Research Co., Ltd., along with four related persons, namely (1) Jaray