the Association of Securities Companies (ASCO), regarding clients’ short selling transactions. The SET agreed that such review should be conducted in alignment with the current contexts and to ensure
was the third and last one, focused on the infrastructure sector, with 73 representatives from 42 listed companies on the Stock Exchange of Thailand (SET) and the Market for Alternative Investment
(CSSF), the Luxembourg financial regulator, with whom SEC has been cooperating in exchange of information related to supervision of asset management companies and mutual funds since 2012. Both parties
management companies, as well as update their fund books (if any) on the following business day to prevent damage from possible frauds
Presently, several companies are interested to raise fund through digital token offer to finance their investment in office buildings or condominiums which will later be rented for income shared
strongly advised to thoroughly check and make sure that all receipts or evidence of payment are issued by the companies in charge. In case of making an agreement to buy an investment product outside the
Regulation regarding Measures in Case of Events that May Affect the Listed Companies’ Financial Condition and Business Operation B.E. 2561 (2018), effective since 2 June 2018.**Regulation of the Stock Exchange
Companies” เพื่อแลกเปลี่ยนความรู้และประสบการณ์ในด้านการกำกับรายงานทางการเงินของบริษัทจดทะเบียนให้แก่บุคลากรของ SECC ซึ่งถือเป็นกลไกสำคัญในการเปิดเผยข้อมูลบริษัทจดทะเบียนต่อนักลงทุน โดยมีผู้บริหารระดับสูง
, is transparent with professionalism in management, causing companies to be better-known and accepted by the public creating incentives for interest in investments from businesses within the country
Department and the Corporate Monitoring Department have been merged to be in charge of fully-fledged supervision of listed companies, while the Fin Tech Department is the center of digital asset-related