หารือเกี่ยวกับแนวทางการยกระดับมาตรฐานระบบปฏิบัติการหลังการลงทุน (post-trade) ของธุรกิจจัดการลงทุนให้มีประสิทธิภาพมากยิ่งขึ้น และแลกเปลี่ยนข้อคิดเห็นเกี่ยวกับบทบาทของผู้รับฝากทรัพย์สินของกองทุนสำรอง
With reference to the recent occurrence, a foreign private digital wallet service provider has solicited investors in Thailand via social media to trade digital assets by linking investor trading
by the SEC Board and its deposit/withdrawal service for all types of cryptocurrency in its Trade Wallet. The suspension of such services may cause damage to the public. Pursuant to Paragraph 1 of
express and did not express opinion on such financial statements indicating that the records of allowances for possible losses on collection of short-term loan to subsidiary and trade accounts receivables
นิติศาสตร์บัณฑิต จากมหาวิทยาลัยธรรมศาสตร์ ปริญญาโท Master of Laws (Trade Practices Law) จาก The University of Sydney ออสเตรเลีย ปัจจุบันดำรงตำแหน่งเลขาธิการคณะกรรมการกฤษฎีกา สำนักงานคณะกรรมการกฤษฎีกา และ
derivatives trading account. {A} admitted that he asked for internet trading account's username and password of a client who authorized him to use the account to trade derivatives trading for his own benefit
decisions on the client?s behalf. {A} claimed that the client was too busy to trade securities by himself and gave instruction on credit limits via the conversation in LINE application. {A} notified his
investment advice and the clients' trade order instructions. He admitted that he had advised his clients and taken orders via mobile phone.{A}'s actions were deemed as taking trading orders from a person being
the IP address of KTB Securities for a certain period of time. She used her own money to trade securities since the account was opened.(1) Using client's account to trade securities for one's own
other persons to trade shares of Union Mosaic Industry Public Company Limited (“UMI”) and to clear such transactions through her securities trading account on continual basis and in concealment to mislead