operating activities of BLISS. The aforesaid action was in violation of Section 238 of the Securities and Exchange Act B.E. 2535 (1992), the Settlement Committee therefore imposed a fine on him in the amount

account to trade securities for the benefit of themselves or others. {H}'s action was deemed performing duties beyond the scope of employment, taking advantage of client by virtue of duties, and giving

ก่อการร้าย (Anti-Money Laundering and Combating the Financing of Terrorism : AML/CFT) ตลอดจนความร่วมมือระหว่างหน่วยงานที่เกี่ยวข้องและการเตรียมความพร้อมให้เป็นไปตามมาตรฐานสากล Financial Action Task

PICNI containing materially false or incorrect statement in order to deceive others. The action was violation of Section 312 of Securities and Exchange Act B.E. 2535. The Appeal Court overturned the

containing materially false or incorrect statement in order to deceive others. The action was violation of Section 312 of Securities and Exchange Act B.E. 2535 The Appeal Court overturned the judgment of the

considered that the offence of ALL was the result of an order or action of Mr. Dusadee and Mr. Thanakorn. This case is in the process of inquiry by the inquiry official. SEC Act S.278 Criminal Complaint

of ALL was the result of an order or action of Mr. Dusadee and Mr. Thanakorn. This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with 278 Criminal Complaint

considered that the offence of ALL was the result of an order or action of Mr. Dusadee and Mr. Thanakorn. This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with

financial status and business operation: Securities companies, excluding such securities companies licensed to undertake securities business in the category of securities finance, shall prepare and file this

and business operation: Securities companies, excluding such securities companies licensed to undertake securities business in the category of securities finance, shall prepare and file this report 1 As