สุจริตกุล เลขาธิการ ก.ล.ต. เปิดเผยว่า ?คณะกรรมการกำกับตลาดทุน มีมติเห็นชอบการปรับปรุงหลักเกณฑ์เกี่ยวกับคุณสมบัติของบริษัทนอกตลาดหลักทรัพย์ (non-listed company) ที่จะยื่นคำขออนุญาตเสนอขายหลักทรัพย์ที่ออก

working groups: (1) Connectivity Working Group (CWG), which includes initiatives: the development of ASEAN Indices, the implementation of the ASEAN Diamonds initiative to identify high‑potential listed

for tracking fund flows; and enhancing transparency and auditability through the disclosure of material information by listed companies.Accordingly, the SEC will continue to closely monitor

ที่ตอบ: 30/01/2558 คำถาม: กรณีบริษัท non-listed ออกหุ้นกู้แบบ PO เสนอขายเสร็จแล้ว ต่อมามีการ restated งบการเงิน (เช่น เปลี่ยนแปลงนโยบายการบัญชีแล้ว

executive at any issuing or listed companies for 1 year and functioning as capital market personnel for 3 years. SEC Act (before the fifth amendment) Section 241 and 241 Civil Action Dated 16/06/2017

from holding the position of director or executive at any issuing or listed companies for 2 years from 22 June 2018 to 21 June 2020. SEC Act (before the fifth amendment) Section 241 Civil Action

. Chamaiporn from holding the position of director or executive at any issuing or listed companies for 3 years from 1 September 2018 to 31 August 2021. SEC Act (before the fifth amendment) Section 241 Civil

500,000.00 Baht The SEC has banned Mr. Amit Prakash from holding the position of director or executive at any issuing or listed companies for 1 year from May 17, 2019. SEC Act (before the fifth

quarter of 2016 to the third quarter of 2017 of seven listed company clients by taking advantage of Mr. Warot’s authorized access to the draft financial statements in the EY information system and the

announced by the Bank of Thailand on 19 April 2018, of EUR 1 per Baht 38.99). Re: Disclosure of Information and Other Acts of Listed Companies Concerning the Acquisition or Disposal of Assets B.E. 2547 (2004