custody of a third party, the intermediary shall provide efficient system for receiving and delivery the client’s assets between the intermediary and such third party, and for monitoring the consequence

ความเสี่ยงดังกล่าว 4.1 ผลการตรวจสอบระบบการควบคุมคุณภาพโดยสำนักงานสอบบัญชี (internal monitoring) (1) ชื่อหน่วยงานที่เข้าตรวจ………………………………………………………………………. (2) ช่วงระยะเวลาที่ตรวจสอบ

นักงำนสอบบัญชี (internal monitoring) (1) ชื่อหน่วยงำนที่เข้ำตรวจ………………………………………………………………………. (2) ช่วงระยะเวลำที่ตรวจสอบ.……………………………………………………………………. (3) ขอบเขตกำรตรวจสอบ (3.1) ระดับแต่ละงำนสอบบัญชี

of the subcontracted cloud provider on information security aspect which are comparable to those of the cloud provider or meet the international standards; (c) monitoring, evaluation, and review of the

of the subcontracted cloud provider on information security aspect which are comparable to those of the cloud provider or meet the international standards; (c) monitoring, evaluation, and review of the

of the subcontracted cloud provider on information security aspect which are comparable to those of the cloud provider or meet the international standards; (c) monitoring, evaluation, and review of the

details and the amount of mutual funds’ assets, and for recording the asset inflow and the asset outflow of each mutual fund; (e) Systems for attending and monitoring the rights and benefits arising from

funds’ assets, and for recording the asset inflow and the asset outflow of each mutual fund; (e) Systems for attending and monitoring the rights and benefits arising from mutual funds’ assets

funds’ assets, and for recording the asset inflow and the asset outflow of each mutual fund; (e) Systems for attending and monitoring the rights and benefits arising from mutual funds’ assets

management; selection and monitoring of its personnel assuring that they have and maintain such qualifications that correspond to the nature of their duties; measures to prevent improper access to inside