Securities and Exchange Act B.E. 2535 (1992) which shall be liable to punishment under Section 296 of the Act. The Settlement Committee therefore imposed a 2,820,000 baht fine on Ratanachai.
information to trade securities for his own and others? benefits in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) which shall be liable to punishment under Section 296 of the
of Thailand Act and the Ad hoc Committee on consideration of draft Securities and Exchange Act, the National Legislative Assembly, an expert member in the SEC?s Accounting and Corporate Governance
CL Fund Management Limited Between August 31, 2021 and December 1, 2022, CL Fund Management Limited ("CL") —at the time of the wrongful act, the company was operating under the name Asia
act as required by his responsibilities, and is therefore liable for ALL’s disclosed incorrect information and made false statements or concealed material information that should have been disclosed in
the period specified in the notification of Capital Market Supervisory Board, due to his failure to order or act in accordance with duties required to be performed. This case is in the process of
baht, and subsequently resold those shares to CMO for 65 million baht, a price significantly higher than the actual market value, causing damage to the company. In addition, the aforementioned act of Mr