Effective Date 1. Notification of the Office of the Securities and Exchange Commission  Sor Thor. 35/2557 Rules in Detail on Communication with and Providing Services to Clients of Securities Companies

Date Effective Date 1. Notification of the Securities and Exchange Commission  Kor Thor. 18/2563 Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox

e-service Online Submission See canceled document Business Operation Rules >> Net Liquid Capital Rule (Section 97)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Business Operation Rules >> Executives / Personnel   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Business Operation Rules >> Approval & Qualifications (Section 90, 91)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Business Operation Rules >> Engagement in Other Businesses (Section 98(8))   Type Title Section See Document Status Notified Date Effective Date 1

e-service Online Submission See canceled document Business Operation Rules >> Selling Agents (Section 100)   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and

e-service Online Submission See canceled document Business Operation Rules >> Internal operation of Securities Companies   Type Title Section See Document Status Notified Date Effective Date 1

e-service Online Submission See canceled document Business Operation Rules >> Proprietary Investment (Section 98(7))   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Business Operation Rules >> Outsourcing Services   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital