regarding equity and convertible debenture offering, with a view to provide SMEs and Startups more choices when decide to raise funds in the capital market. In addition, SEC is currently in the process of

offence under the Prevention and Suppression of Money Laundering Act. The SEC has therefore informed the Anti-Money Laundering Office for further action regarding relevant matters.In any case, filing a

of the board regarding oversight in strategy, risk and IT, which IOD will support and promote knowledge of the said issues continuously."The ASEAN CG Scorecard is a project initiated by the ASEAN

discussions regarding the supervision and development of capital market from important stakeholders such as SET, institutional investors, the Government Pension Fund, listed companies, intermediaries, and

The revocation followed Apple Wealth Securities’ inspection report regarding three clients’ complaints against Nutnicha and the SEC’s further investigation, which revealed Nutnicha’s misconduct as

the disclosure of the information regarding the existence and the mining property rights over the two mines on 30 November 2018 had failed to include the complete information received from the company's

to approve that EARTH underwent a business rehabilitation process.  The SEC, then, had a question regarding the existence and status of the increased debt of THB 26,000 million.The investigation

-making.   Any entity wishing to operate a digital asset business must obtain an approval from the Minister of Finance and meet the SEC requirements regarding, for example, adequate sources of capital

Finance and meet the SEC requirements regarding, for example, having adequate capital and putting in place measures to appropriately address cybersecurity issues. The approved operator must also conduct

Ministry of Finance. The approval criteria include clear disclosure of information, fairness and compliance ? there must be no grounds of suspicion regarding the issuer's intention to avoid regulatory