company by taking into account the appropriateness and acceptable risk level. The securities company should specify the details on the designation or approval for such action clearly in writing, and monitor
securities companies. Clause 12. This Notification shall come into force as from 1 February 2005. Notified this 20th Day of July 2004. Thirachai Phuvanatnaranubala (Mr. Thirachai Phuvanatnaranubala) Secretary
for operational control and information technology security of securities companies. Clause 12. This Notification shall come into force as from 1 February 2005. Notified this 20th Day of July 2004
notification of the SEC. "debenture" means any debit instrument of whatever name excluding bills, divided into units, each with equal value and a predetermined rate of return, issued by any company to a lender
shall come into force as from 6 January 2004. Notified this 23rd day of January 2004. Suchart Jaovisidha (Captain Suchart Jaovisidha) Minister of Finance Chairman of the Securities and Exchange Commission
of the juristic person under Clause 2, the derivatives business registration under this Notification shall be deemed terminated. Clause 7. This Notification shall come into force as from 6 January 2004
implementation in accordance with this notification. Clause 10. This Notification shall come into force from 16 January 2005. Notified this 22nd day of December 2004. - Signature - (Mr. Somkid Jatusripitak
or refrain from doing any act for implementation in accordance with this notification. Clause 10. This Notification shall come into force from 16 January 2005. Notified this 22nd day of December 2004