(Unofficial Translation) 1 Licensing Manual: Application for Approval of Foreign Auditor (In Case of being under supervision of internationally-recognized regulator) Authority: the Office of the
stock or preferred stock or depository receipt (DR). Convertible Securities: warrant or convertible debenture or other securitiesconvertible to stock. In case of group report, disclose the changes in the
; (2) Confirmation statement; (3) The evidence of margin call in the case where the derivatives broker calls for a customer to deposit additional margin; (4) Account of derivatives trading of each
CFA Institute มาบรรยายให้ความรู้ รวมถึงแลกเปลี่ยนมุมมองภาคปฏิบัติกับผู้แทนของนักวิเคราะห์การลงทุนและผู้แนะนำการลงทุน ผ่านการทำ workshop และ mini case study โดยมีผู้เข้าร่วมอบรมกว่า 200 ราย ซึ่งส่วน
interactive sessions, including workshops and case studies, that engaged approximately 200 industry participants, including executives, analysts, and consultants from across Thailand’s capital markets. These
STARK case, as well as measures to enhance the attractiveness of the stock market. Additionally, the Prime Minister has emphasized strict enforcement against listed companies that fail to comply with
matters: (1) Granting a waiver from an event of default in the case where the company is unable to carry out the following actions: - Closing the bondholders' register at least 14 days before the
a rate of 3.00 percent per year, which will be payable on the maturity date or the date of early redemption of the bond in full, as the case may be. This shall take effect from 23 March 2025 (the
convening the Bondholders' Meeting No. 1/2025; (2) Granting a waiver from an event of default in the case where the company closes the bondholder register later than 14 days before the bondholders’ meeting
) Prohibiting offering of all types of securities in accordance with the Securities and Exchange Act of 1992 in the case where the Stock Exchange of Thailand (SET) publishes a warning sign on any listed company